Public notice of administrative monetary penalties

Listed below are persons or entities that have been imposed an administrative monetary penalty. Notices will remain on FINTRAC’s public website for ten (10) years.

Date Description
[ 2016-05-11 ]Howell Investment Management Inc., a securities dealer in Etobicoke, Ontario, was imposed an administrative monetary penalty of $13,500 on March 11, 2016, for committing three violations
Nature of violation
[ 2016-04-05 ]Becksley Capital Inc., a securities dealer in Toronto, Ontario, was imposed an administrative monetary penalty of $28,500 on December 9, 2015, for committing three violations
Nature of violation
[ 2016-04-05 ]Diamond Exchange Toronto Inc., also operating as DiamondExchange.ca, Diamond Exchange Toronto, DiamondExchange CANADA, a dealer in precious metals and stones in Toronto, Ontario, was imposed an administrative monetary penalty of $12,750 on March 9, 2016, for committing three violations
Nature of violation
[ 2016-04-05 ]Victoria Jewellers Ltd., a dealer in precious metals and stones in Regina, Saskatchewan, was imposed an administrative monetary penalty of $13,500 on February 19, 2016, for committing three violations
Nature of violation
[ 2015-11-18 ]Services Financiers C.M. Inc., also operating as Services Financiers CM, a money services business in Montréal, Québec, was imposed an administrative monetary penalty of $17,535 on July 27, 2015, for committing five violations
Nature of violation
[ 2015-09-11 ]Countrywide Generations Realty Ltd., a real estate broker in Pickering, Ontario, was imposed an administrative monetary penalty of $11,440 on July 3, 2015, for committing six violations
Nature of violation
[ 2015-07-03 ]Coin Co International PLC, also operating as Coinco International PLC, a money services business in Burgess Hill, West Sussex, United Kingdom, was imposed an administrative monetary penalty of $149,200 on July 21, 2014, for committing six violations
Nature of violation
[ 2015-05-13 ]9245-9205 Québec Inc., also operating as Bijouterie My Tan, a money services business in Montréal, Quebec, was imposed an administrative monetary penalty of $20,780 on May 7, 2015, for committing seven violations
Nature of violation
[ 2014-07-28 ]Altaif Inc., a money services business in Ottawa, Ontario, was imposed an administrative monetary penalty of $42,600 on May 14, 2014, for committing five violations
Nature of violation
[ 2014-07-28 ]Bendix Foreign Exchange Corporation, also operating as Bendix Foreign Exchange, a money services business in Toronto, Ontario, was imposed an administrative monetary penalty of $194,300 on April 1, 2014, for committing three violations
Nature of violation
Date Modified: